If you are under investigation for insider trading in Loudoun County, federal securities laws under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 carry severe penalties. Law Offices Of SRIS, P.C. has 4,739+ firm-wide case results. An Insider Trading lawyer Loudoun County can protect your rights.
Last verified: April 2026 | Loudoun County General District Court | Va. Code Title 13.1 (Corporations)
Insider trading is defined under federal securities law as buying or selling a security while in possession of material, non-public information in breach of a fiduciary duty or other relationship of trust and confidence. The SEC enforces these laws under the Securities Exchange Act of 1934. A securities insider trading defense lawyer Loudoun County understands the federal court procedures in the Eastern District of Virginia.
For the official federal statute, see SEC Rule 10b-5 (official SEC website). For the Eastern District of Virginia federal court, see U.S. District Court for the Eastern District of Virginia (official court website).
- Preserve all documents and communications immediately upon receiving a subpoena or Wells notice.
- Do not speak with SEC investigators or federal agents without counsel present.
- Hire an Insider Trading lawyer Loudoun County with federal securities experience.
- Respond to the SEC subpoena within the required timeframe, typically 20-30 days.
- Prepare for potential grand jury subpoenas from the U.S. Attorney’s Office.
- Evaluate whether to cooperate with investigators or assert your Fifth Amendment rights.
In Loudoun County, insider trading carries federal penalties including prison time, fines, and disgorgement of profits.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Criminal) | Federal Felony | Up to 20 years | Up to $5 million (individual) | Barred from securities industry | Disgorgement of profits; SEC civil penalties up to three times the profit |
| Insider Trading (Civil SEC) | Civil Violation | N/A | Up to three times profit/loss avoided | Industry bar possible | Disgorgement; injunctive relief |
Results may vary. Prior results do not guarantee a similar outcome.
Law Offices Of SRIS, P.C. was founded in 1997 by former prosecutor Mr. Sris. The firm has over 120 years of combined legal experience and 4,739+ documented case results with a 93%+ favorable outcome rate firm-wide across VA, MD, NJ, NY, and DC. Our attorneys include former federal prosecutors and SEC enforcement veterans. An illegal stock trading lawyer Loudoun County from our team understands the high stakes of federal securities investigations.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Firm-wide across VA, MD, NJ, NY, and DC: 4,739+ documented case results with a 93%+ favorable outcome rate. For Loudoun County specifically, our criminal defense team has 42 documented results: 35 dismissed/not guilty, 5 reduced/amended, 2 other favorable (100% favorable outcome rate).
Results may vary. Prior results do not guarantee a similar outcome.
Our Ashburn location is near Loudoun County courts (18 East Market Street, Leesburg), accessible via the Dulles Greenway and Route 7. We serve Ashburn, Leesburg, Sterling, Purcellville, South Riding, Brambleton, Aldie, Hamilton, Lovettsville, Middleburg, and Round Hill. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Toll-Free: (888) 437-7747 | Local: 571-279-0110
By appointment only.
What is insider trading under federal law?
Yes. Insider trading is defined under SEC Rule 10b-5 and 15 U.S.C. § 78j(b) as trading securities while in possession of material, non-public information in breach of a duty of trust or confidence. An Insider Trading lawyer Loudoun County can explain the specific elements of the offense.
Can insider trading charges be defended in Loudoun County?
Yes. Common defenses include lack of materiality, lack of scienter (intent), the information was publicly available, or the defendant did not owe a duty of trust or confidence. An Insider Trading lawyer Loudoun County evaluates which defense applies to your specific facts.
What is the difference between SEC civil and DOJ criminal insider trading cases?
The SEC brings civil enforcement actions seeking disgorgement, fines, and industry bars. The DOJ brings criminal cases seeking prison time and criminal fines. Both can proceed simultaneously. A securities insider trading defense lawyer Loudoun County must handle both tracks.
How long does an insider trading investigation take in Virginia?
It depends. SEC investigations can last 12-24 months before any charges are filed. DOJ criminal investigations may take 6-18 months. The Speedy Trial Act requires indictment within 30 days of arrest and trial within 70 days of indictment. An illegal stock trading lawyer Loudoun County can manage the timeline.
Do I need a lawyer if I receive a Wells notice from the SEC?
Yes. A Wells notice indicates the SEC staff intends to recommend enforcement action. You have a limited time to respond with a Wells submission arguing why charges should not be filed. An Insider Trading lawyer Loudoun County should prepare that submission immediately.
Last verified: April 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.