If you are under investigation for insider trading in Fluvanna County, you face federal securities fraud charges under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. Law Offices Of SRIS, P.C. has handled 4,739+ documented case results firm-wide. Contact us 24/7.
Last verified: April 2026 | Fluvanna County General District Court | Virginia General Assembly
Insider trading is a federal crime under the Securities Exchange Act of 1934, specifically 15 U.S.C. § 78j(b) and SEC Rule 10b-5. It involves buying or selling a security while in possession of material, non-public information, in breach of a fiduciary duty or other relationship of trust and confidence. The SEC and U.S. Department of Justice prosecute these cases aggressively. A conviction can result in significant prison time, fines, and disgorgement of profits. The government must prove you knew the information was non-public and that you used it for a personal financial gain.
Review the official statute: Va. Code Title 18.2 (Crimes and Offenses) and the Fluvanna County General District Court website for local court procedures.
Fluvanna County General District Court handles preliminary hearings for federal charges, but insider trading cases are prosecuted in the U.S. District Court for the Eastern District of Virginia (Richmond Division). The SEC often investigates for months before charges are filed. You have the right to remain silent and to have an attorney present during any questioning.
- Do not speak to investigators without your attorney present.
- Preserve all documents and electronic records related to the trades.
- Contact a securities insider trading defense lawyer Fluvanna County immediately.
- Your attorney will review the SEC subpoena or target letter.
- Your attorney will negotiate with prosecutors before charges are filed.
- If charged, your attorney will file motions to suppress evidence and challenge the government’s case.
In Fluvanna County, insider trading carries up to 20 years in federal prison, fines up to $5 million for individuals, and disgorgement of profits.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million (individual) | SEC bars from serving as officer/director | Disgorgement of profits; civil penalties up to three times the profit gained or loss avoided |
Results may vary. Prior results do not guarantee a similar outcome.
Law Offices Of SRIS, P.C. was founded in 1997 by former prosecutor Mr. Sris. The firm has over 120 years of combined legal experience and has handled 4,739+ documented case results firm-wide with over 93% favorable outcomes. Mr. Sris personally amended Va. Code § 20-107.3 (equitable distribution statute). The firm provides full representation in federal securities cases.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes across VA, MD, NJ, NY, and DC. Results may vary. Prior results do not guarantee a similar outcome.
Our Richmond Location serves clients at Fluvanna County courts (72 Main Street). Accessible via Route 15, Route 6, and Route 53. Serving Palmyra, Fork Union, and Lake Monticello.
Insider Trading lawyer near Fluvanna County — we are here to help.
24/7 phone consultations — Toll-Free: (888) 437-7747 | Local: (804)201-9009 — meetings by appointment only.
What is insider trading?
Yes, insider trading is buying or selling a security while in possession of material, non-public information, in breach of a duty of trust or confidence. It is a federal crime under 15 U.S.C. § 78j(b) and SEC Rule 10b-5.
What are the penalties for insider trading in Fluvanna County?
It depends. Penalties include up to 20 years in federal prison, fines up to $5 million for individuals, disgorgement of profits, and civil penalties up to three times the profit gained or loss avoided. The SEC may also bar you from serving as an officer or director.
Can insider trading charges be defended?
Yes. Common defenses include lack of materiality, lack of knowledge that the information was non-public, no breach of duty, or that the information was already public. An experienced securities insider trading defense lawyer Fluvanna County can evaluate your case.
What should I do if the SEC contacts me?
No. Do not speak to SEC investigators without your attorney present. Contact an illegal stock trading lawyer Fluvanna County immediately. Preserve all documents and electronic records related to the trades in question.
How long does an insider trading investigation take?
It depends. SEC investigations can last 6 to 18 months before charges are filed. Federal criminal investigations may take longer. Early involvement of a securities insider trading defense lawyer Fluvanna County can help resolve the matter before charges.
Last verified: April 2026. Information current as of this date. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.